1 1
£19.76 GBP
£19.76 GBP
Sale Sold out
Free UK Shipping

Freshly Printed - allow 7 days lead

Series 7 Exam 2026-2027 For Dummies

Steven M. Rice (Author)

9781394342433, Wiley

Paperback / softback, published 5 June 2025

480 pages
26.9 x 21.1 x 3 cm, 0.862 kg

Pass the notorious Series 7 with helpful review material, practice, and insider tips

Series 7 Exam 2026-2027 For Dummies is your trusted guide to conquering the Series 7—a required securities exam necessary for launching your career in finance as a stockbroker. Packed with useful content on topics and question types found on the exam, this helpful guide equips you with the knowledge you need to succeed on your first try. Paired with proven test-taking strategies, customized study plans to help you stay on track, and six online practice tests to test and fine-tune your knowledge, you'll walk into the exam room with confidence.

  • Understand the Series 7 exam and master essential content, including current tax regulations, trading rules, and all-things security investments
  • Practice with 6 full-length online tests and detailed answer explanations
  • Plan your study time effectively with tailored schedules
  • Get tips and tricks to tackle even the toughest questions

Passing the Series 7 is your gateway to a career in securities. Series 7 Exam 2026-2027 For Dummies is here to help you make it happen!

Introduction 1

Part 1: Gearing Up for the Series 7 Exam 5

Chapter 1: Introducing the Series 7 Exam 7

Chapter 2: Preparing for the Series 7 Exam 19

Chapter 3: Examining and Mastering Question Types 33

Chapter 4: Surviving Test Day 45

Part 2: Mastering Basic Security Investments 51

Chapter 5: Underwriting Securities: Bringing New Issues to Market 53

Chapter 6: Corporate Ownership: Equity Securities 71

Chapter 7: Debt Securities: Corporate and U.S Government Loans 87

Chapter 8: Municipal Bonds: Local Government Securities 111

Part 3: Delving Deeper into Security Investments 143

Chapter 9: Borrowing Money and Securities: The Long and Short of Margin Accounts 145

Chapter 10: Packaged Securities: Open- and Closed-End Funds and Such 167

Chapter 11: Direct Participation Programs: Partnerships 193

Chapter 12: Options: The Right to Buy or Sell at a Fixed Price 205

Part 4: Taking Care of Your Customers and Playing by the Rules 251

Chapter 13: Portfolio and Securities Analysis: Examining Companies and the Market 253

Chapter 14: Going to Market: Orders and Trades 275

Chapter 15: Taxes and Retirement Plans: Making Sure the IRS Gets Its Share 293

Chapter 16: Rules and Regulations: No Fooling Around 315

Part 5: A Couple Practice Exams 351

Chapter 17: Practice Exam 1 353

Chapter 18: Answers and Explanations to Practice Exam 1 373

Chapter 19: Practice Exam 2 393

Chapter 20: Answers and Explanations to Practice Exam 2 413

Part 6: The Part of Tens 431

Chapter 21: Ten Series 7 Exam Traps to Avoid 433

Chapter 22: Ten Ways to Start Your Career Off Right 437

Appendix: Important Figures and Formulas 441

Index 443

Subject Areas: Education [JN]
View full details