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Design and Analysis of Experiments, Volume 2
Advanced Experimental Design
Klaus Hinkelmann (Author), Oscar Kempthorne (Author)
9780471551775, Wiley
Hardback, published 27 May 2005
816 pages, Graphs: 2 B&W, 0 Color
23.9 x 16.3 x 5.1 cm, 1.293 kg
"…a massively impressive work of scholarship…" (Short Book Reviews, December 2006) "...a broad and in-depth book...covers not only classic but also up-to-date results and references, making it convenient for researchers. It is one of the very few advanced textbooks on experimental design..." (Technometrics, November 2006) "I suspect this excellent book will be used most often by specialists in design...the book's importance is largely as a reference for experts...or as an independent learning tool…" (Journal of the American Statistical Association, June 2006) "I would expect HK to attain essentially the same stature and appeal to virtually the same markets as the 1952 edition." (Journal of Quality Technology, January 2006) "…the authors have done a commendable job in putting together the vast amount of literature that is available on the topics…of great value to students, and also to teachers and researchers." (Mathematical Reviews, 2006b)
The development and introduction of new experimental designs in the last fifty years has been quite staggering, brought about largely by an ever-widening field of applications. Design and Analysis of Experiments, Volume 2: Advanced Experimental Design is the second of a two-volume body of work that builds upon the philosophical foundations of experimental design set forth by Oscar Kempthorne half a century ago and updates it with the latest developments in the field. Designed for advanced-level graduate students and industry professionals, this text includes coverage of incomplete block and row-column designs; symmetrical, asymmetrical, and fractional factorial designs; main effect plans and their construction; supersaturated designs; robust design, or Taguchi experiments; lattice designs; and cross-over designs.
Preface xix 1 General Incomplete Block Design 1 1.1 Introduction and Examples 1 1.2 General Remarks on the Analysis of Incomplete Block Designs 3 1.3 The Intrablock Analysis 4 1.4 Incomplete Designs with Variable Block Size 13 1.5 Disconnected Incomplete Block Designs 14 1.6 Randomization Analysis 16 1.7 Interblock Information in an Incomplete Block Design 23 1.8 Combined Intra- and Interblock Analysis 27 1.9 Relationships Among Intrablock Interblock and Combined Estimation 31 1.10 Estimation of Weights for the Combined Analysis 36 1.11 Maximum-Likelihood Type Estimation 39 1.12 Efficiency Factor of an Incomplete Block Design 43 1.13 Optimal Designs 48 1.14 Computational Procedures 52 2 Balanced Incomplete Block Designs 71 2.1 Introduction 71 2.2 Definition of the BIB Design 71 2.3 Properties of BIB Designs 72 2.4 Analysis of BIB Designs 74 2.5 Estimation of ρ 77 2.6 Significance Tests 79 2.7 Some Special Arrangements 89 2.8 Resistant and Susceptible BIB Designs 98 3 Construction of Balanced Incomplete Block Designs 104 3.1 Introduction 104 3.2 Difference Methods 104 3.3 Other Methods 113 3.4 Listing of Existing BIB Designs 115 4 Partially Balanced Incomplete Block Designs 119 4.1 Introduction 119 4.2 Preliminaries 119 4.3 Definition and Properties of PBIB Designs 123 4.4 Association Schemes and Linear Associative Algebras 127 4.5 Analysis of PBIB Designs 131 4.6 Classification of PBIB Designs 137 4.7 Estimation of ρ for PBIB(2) Designs 155 5 Construction of Partially Balanced Incomplete Block Designs 158 5.1 Group-Divisible PBIB(2) Designs 158 5.2 Construction of Other PBIB(2) Designs 165 5.3 Cyclic PBIB Designs 167 5.4 Kronecker Product Designs 172 5.5 Extended Group-Divisible PBIB Designs 178 5.6 Hypercubic PBIB Designs 187 6 More Block Designs and Blocking Structures 189 6.1 Introduction 189 6.2 Alpha Designs 190 6.3 Generalized Cyclic Incomplete Block Designs 193 6.4 Designs Based on the Successive Diagonalizing Method 194 6.5 Comparing Treatments with a Control 195 6.6 Row–Column Designs 213 7 Two-Level Factorial Designs 241 7.1 Introduction 241 7.2 Case of Two Factors 241 7.3 Case of Three Factors 248 7.4 General Case 253 7.5 Interpretation of Effects and Interactions 260 7.6 Analysis of Factorial Experiments 262 8 Confounding in 2 n Factorial Designs 279 8.1 Introduction 279 8.2 Systems of Confounding 283 8.3 Composition of Blocks for a Particular System of Confounding 289 8.4 Detecting a System of Confounding 291 8.5 Using SAS for Constructing Systems of Confounding 293 8.6 Analysis of Experiments with Confounding 293 8.7 Interblock Information in Confounded Experiments 303 8.8 Numerical Example Using SAS 311 9 Partial Confounding in 2 n Factorial Designs 312 9.1 Introduction 312 9.2 Simple Case of Partial Confounding 312 9.3 Partial Confounding as an Incomplete Block Design 318 9.4 Efficiency of Partial Confounding 323 9.5 Partial Confounding in a 23 Experiment 324 9.6 Partial Confounding in a 24 Experiment 327 9.7 General Case 329 9.8 Double Confounding 335 9.9 Confounding in Squares 336 9.10 Numerical Examples Using SAS 338 10 Designs with Factors at Three Levels 359 10.1 Introduction 359 10.2 Definition of Main Effects and Interactions 359 10.3 Parameterization in Terms of Main Effects and Interactions 365 10.4 Analysis of 3n Experiments 366 10.5 Confounding in a 3n Factorial 368 10.6 Useful Systems of Confounding 374 10.7 Analysis of Confounded 3n Factorials 380 10.8 Numerical Example 387 11 General Symmetrical Factorial Design 393 11.1 Introduction 393 11.2 Representation of Effects and Interactions 395 11.3 Generalized Interactions 396 11.4 Systems of Confounding 398 11.5 Intrablock Subgroup 400 11.6 Enumerating Systems of Confounding 402 11.7 Fisher Plans 403 11.8 Symmetrical Factorials and Finite Geometries 409 11.9 Parameterization of Treatment Responses 410 11.10 Analysis of pn Factorial Experiments 412 11.11 Interblock Analysis 421 11.12 Combined Intra- and Interblock Information 426 11.13 The sn Factorial 431 11.14 General Method of Confounding for the Symmetrical Factorial Experiment 447 11.15 Choice of Initial Block 463 12 Confounding in Asymmetrical Factorial Designs 466 12.1 Introduction 466 12.2 Combining Symmetrical Systems of Confounding 467 12.3 The GC/n Method 477 12.4 Method of Finite Rings 480 12.5 Balanced Factorial Designs (BFD) 491 13 Fractional Factorial Designs 507 13.1 Introduction 507 13.2 Simple Example of Fractional Replication 509 13.3 Fractional Replicates for 2n Factorial Designs 513 13.4 Fractional Replicates for 3n Factorial Designs 524 13.5 General Case of Fractional Replication 529 13.6 Characterization of Fractional Factorial Designs of Resolution III IV and V 536 13.7 Fractional Factorials and Combinatorial Arrays 547 13.8 Blocking in Fractional Factorials 549 13.9 Analysis of Unreplicated Factorials 558 14 Main Effect Plans 564 14.1 Introduction 564 14.2 Orthogonal Resolution III Designs for Symmetrical Factorials 564 14.3 Orthogonal Resolution III Designs for Asymmetrical Factorials 582 14.4 Nonorthogonal Resolution III Designs 594 15 Supersaturated Designs 596 15.1 Introduction and Rationale 596 15.2 Random Balance Designs 596 15.3 Definition and Properties of Supersaturated Designs 597 15.4 Construction of Two-Level Supersaturated Designs 598 15.5 Three-Level Supersaturated Designs 603 15.6 Analysis of Supersaturated Experiments 604 16 Search Designs 608 16.1 Introduction and Rationale 608 16.2 Definition of Search Design 608 16.3 Properties of Search Designs 609 16.4 Listing of Search Designs 615 16.5 Analysis of Search Experiments 617 16.6 Search Probabilities 630 17 Robust-Design Experiments 633 17.1 Off-Line Quality Control 633 17.2 Design and Noise Factors 634 17.3 Measuring Loss 635 17.4 Robust-Design Experiments 636 17.5 Modeling of Data 638 18 Lattice Designs 649 18.1 Definition of Quasi-Factorial Designs 649 18.2 Types of Lattice Designs 653 18.3 Construction of One-Restrictional Lattice Designs 655 18.4 General Method of Analysis for One-Restrictional Lattice Designs 657 18.5 Effects of Inaccuracies in the Weights 661 18.6 Analysis of Lattice Designs as Randomized Complete Block Designs 666 18.7 Lattice Designs as Partially Balanced Incomplete Block Designs 669 18.8 Lattice Designs with Blocks of Size Kl 670 18.9 Two-Restrictional Lattices 671 18.10 Lattice Rectangles 678 18.11 Rectangular Lattices 679 18.12 Efficiency Factors 682 19 Crossover Designs 684 19.1 Introduction 684 19.2 Residual Effects 685 19.3 The Model 685 19.4 Properties of Crossover Designs 687 19.5 Construction of Crossover Designs 688 19.6 Optimal Designs 695 19.7 Analysis of Crossover Designs 699 19.8 Comments on Other Models 706 Appendix A Fields and Galois Fields 716 Appendix B Finite Geometries 721 Appendix C Orthogonal and Balanced Arrays 724 Appendix D Selected Asymmetrical Balanced Factorial Designs 728 Appendix E Exercises 736 References 749 Author Index 767 Subject Index 771
Subject Areas: Mathematics [PB]
