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Beyond the Five Whys
Root Cause Analysis and Systems Thinking
James C. Paterson (Author)
9781394191055, Wiley
Hardback, published 16 November 2023
352 pages
23.4 x 16 x 2.8 cm, 0.522 kg
A straightforward explanation of root cause analysis and systems thinking, illustrating, with real-world examples and first-hand accounts, why things can ‘slip through our fingers’ and what to do to reduce the chances of things going off track. Beyond the Five Whys summarises, for the first time, many of the tried and tested ways of understanding problems using insights from aviation, high reliability organisations and a range of thought-provoking sources. The book provides readers with a clear and structured explanation how to analyse setbacks and head off problems in the first place. It will challenge much of the received wisdom, such as the idea there can be one root cause or that a person or bad culture could be a root cause. Specific areas covered: Beyond the Five Whys also contains supplemental guidance how to make improvements in an organisation. It is of value to business managers and those in specialist roles such as GRC, ESG, risk, compliance, quality, project management, H&S, IT, and internal audit roles.
Introduction ix Section 1: A High-level Overview of RCA and Systems Thinking 1 Chapter 1: Critical Points Concerning Root Cause Analysis (RCA) 3 Chapter 2: The Fishbone Diagram and Eight Ways of Understanding Why 15 Chapter 3: Systems Thinking and Eight Ways to Understand Why, with Connections 23 Section 2: Eight Ways to Understand Why, With Connections 43 Chapter 4: Setting Appropriate Strategies, Goals, and Understanding Risks 45 Chapter 5: Having Timely, Accurate Data, Information and Communications 63 Chapter 6: Setting Appropriate Roles, Responsibilities, Accountabilities and Authorities 79 Chapter 7: Ensuring a Suitable Design 93 Chapter 8: Understanding and Accommodating External Factors 103 Chapter 9: Effective Building, Maintenance and Change 119 Chapter 10: Understanding and Adapting to ‘Human Factors’ 139 Chapter 11: Addressing Resources, Priorities and Dilemmas 167 Chapter 12: The Titanic Tragedy and Parallels with Modern Disasters 185 Section 3: Taking Action, Now and in the Future 215 Chapter 13: The Challenges with Action Planning 217 Chapter 14: Where Are We Now and Looking Ahead 229 Appendix A: Practical Advice on Action Planning 243 Appendix B: Practical Advice to Improve RCA in an Organisation 251 Appendix C: Practical Advice for Internal Audit and Others in an Audit or Inspection Role 267 Acknowledgements 287 Notes 289 Index 331
Subject Areas: Finance & accounting [KF]
