{"product_id":"sie-exam-1001-practice-questions-for-dummies-paperback-softback-9781394195244","title":"SIE Exam: 1001 Practice Questions For Dummies (Paperback \/ softback) 9781394195244","description":"\u003cfont face=\"Georgia\"\u003e\r\n\u003cp\u003e\u003cfont size=\"6\"\u003eSIE Exam: 1001 Practice Questions For Dummies\u003c\/font\u003e\u003cbr\u003e\r\n\r\n\r\n\r\n\r\n\r\n\u003c\/p\u003e\n\u003cp\u003e\u003cfont size=\"4\"\u003eSteven M. Rice (Author)\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003e9781394195244, Wiley\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003ePaperback \/ softback, published 15 August 2023\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003e336 pages\u003cbr\u003e24.6 x 20.1 x 2 cm, 0.522 kg\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\r\n\r\n\r\n\r\n\u003cp align=\"justify\"\u003e\u003cstrong\u003e\u003cfont size=\"3\"\u003e\u003cp\u003e\u003cb\u003eA helpful and effective SIE test prep resource\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eIf you want a job in the Securities industry, the first step is to show your employer you’ve got what it takes. And to do that, you need a great score on the SIE Exam. You can maximize your chances of acing it on the first try with the latest SIE practice resource from your friends at \u003ci\u003eFor Dummies\u003c\/i\u003e.\u003c\/p\u003e \u003cp\u003e\u003ci\u003eSIE Exam: 1001 Practice Questions For Dummies\u003c\/i\u003e offers helpful and challenging practice questions, along with detailed, step-by-step answers and explanations, for anyone preparing for the Securities Industry Essentials exam. This useful study aid will help you banish test anxiety and get familiar with the format of the test questions. It also provides:\u003c\/p\u003e \u003cul\u003e \u003cli\u003eQuestions for every domain on the SIE exam\u003c\/li\u003e \u003cli\u003eFully explained answers for every question so you can see where you went wrong (or right!) on each one\u003c\/li\u003e \u003c\/ul\u003e \u003cp\u003eThe perfect companion for everyone preparing for the Securities Industry Essentials exam, \u003ci\u003eSIE Exam: 1001 Practice Questions For Dummies\u003c\/i\u003e is a fast, efficient, and effective way to prep for the test.\u003c\/p\u003e\u003c\/font\u003e\u003c\/strong\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003e\u003cp\u003e\u003cb\u003eIntroduction 1\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eWhat You’ll Find 1\u003c\/p\u003e \u003cp\u003eBeyond the Book 2\u003c\/p\u003e \u003cp\u003eWhere to Go for Additional Help 2\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart 1: Tackling the Questions 3\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 1: Securities Underwriting: The Process and the Team Players 5\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 5\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 5\u003c\/p\u003e \u003cp\u003e1–35 Bringing New Issues to Market 6\u003c\/p\u003e \u003cp\u003e36–43 Types of Securities Offerings 10\u003c\/p\u003e \u003cp\u003e44–61 Exempt Securities and Transactions 11\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 2: Equity Securities: Corporate Ownership 15\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 15\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 15\u003c\/p\u003e \u003cp\u003e62–97 Common Stock 16\u003c\/p\u003e \u003cp\u003e98–125 Preferred Stock 20\u003c\/p\u003e \u003cp\u003e126–141 ADRs, Rights, and Warrants 24\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 3: Debt Securities: Corporate and US Government Loans 27\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 27\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 27\u003c\/p\u003e \u003cp\u003e142–178 Types of Bonds 28\u003c\/p\u003e \u003cp\u003e179–208 Price and Yield Calculations 32\u003c\/p\u003e \u003cp\u003e209–224 U S Government Securities 36\u003c\/p\u003e \u003cp\u003e225–238 Money Market Instruments 37\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 4: Municipal Bonds: Local Government Securities 41\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 41\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 42\u003c\/p\u003e \u003cp\u003e239–268 GO and Revenue Bonds 43\u003c\/p\u003e \u003cp\u003e269–275 The Primary Market 47\u003c\/p\u003e \u003cp\u003e276–286 Additional Municipal Bonds 48\u003c\/p\u003e \u003cp\u003e287–296 Municipal Notes 49\u003c\/p\u003e \u003cp\u003e297–302 Municipal Fund Securities 50\u003c\/p\u003e \u003cp\u003e303–313 Taxes on Municipal Bonds 51\u003c\/p\u003e \u003cp\u003e314–335 Municipal Bond Rules 52\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 5: Delivering Diversification with Packaged Securities 57\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 57\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 58\u003c\/p\u003e \u003cp\u003e336–340 Investment Company Rules 59\u003c\/p\u003e \u003cp\u003e341–384 Management Investment Companies 59\u003c\/p\u003e \u003cp\u003e385–406 Investment Company Options 65\u003c\/p\u003e \u003cp\u003e407–431 Annuities 67\u003c\/p\u003e \u003cp\u003e432–436 Variable Life Insurance Products 70\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 6: Working with Direct Participation Programs and REITs 73\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 73\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 74\u003c\/p\u003e \u003cp\u003e437–457 DPPs, General, and Limited Partners 75\u003c\/p\u003e \u003cp\u003e458–464 Partnership Paperwork 77\u003c\/p\u003e \u003cp\u003e465–470 Passive Gains and Losses 78\u003c\/p\u003e \u003cp\u003e471–491 Types of DPPs 79\u003c\/p\u003e \u003cp\u003e492–502 REITs 81\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 7: Options: Understanding the Basics of Puts and Calls 83\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 83\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 84\u003c\/p\u003e \u003cp\u003e503–535 Option Basics 85\u003c\/p\u003e \u003cp\u003e536–573 Standard Option Math 88\u003c\/p\u003e \u003cp\u003e574–602 Option Paperwork and Rules 93\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 8: Customer Accounts: Doing the Right Thing 97\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 97\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 97\u003c\/p\u003e \u003cp\u003e603–622 Opening Accounts 98\u003c\/p\u003e \u003cp\u003e623–640 Selecting the Appropriate Type of Account 101\u003c\/p\u003e \u003cp\u003e641–664 Margin Accounts 103\u003c\/p\u003e \u003cp\u003e665–667 Telephone Act of 1991 106\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 9: Securities Analysis: Doing a Little Market Research 107\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 107\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 108\u003c\/p\u003e \u003cp\u003e668–686 Systematic and Nonsystematic Risk 109\u003c\/p\u003e \u003cp\u003e687–709 Fundamental and Technical Analysis 111\u003c\/p\u003e \u003cp\u003e710–734 Money Supply and Monetary Policy 114\u003c\/p\u003e \u003cp\u003e735–744 Economic Indicators 117\u003c\/p\u003e \u003cp\u003e745–752 Cyclical, Defensive, and Growth Investments 118\u003c\/p\u003e \u003cp\u003e753–755 Economic Theories 118\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 10: Securities Markets: Taking Orders and Executing Trades 121\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 121\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 121\u003c\/p\u003e \u003cp\u003e756–763 Primary and Secondary Market 122\u003c\/p\u003e \u003cp\u003e764–774 Making the Trade 123\u003c\/p\u003e \u003cp\u003e775–781 Broker-Dealer 124\u003c\/p\u003e \u003cp\u003e782–810 Executing Customer Orders 125\u003c\/p\u003e \u003cp\u003e811–815 Types of Investors 129\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 11: Making Sure the IRS Gets Its Share: Taxes and Retirement Plans 131\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 131\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 132\u003c\/p\u003e \u003cp\u003e816–822 Tax Categories and Types of Income 133\u003c\/p\u003e \u003cp\u003e823–843 Taxes on Investments 133\u003c\/p\u003e \u003cp\u003e844–876 Retirement Plans 137\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 12: Rules and Regulations: No Fooling Around 143\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eThe Problems You’ll Work On 143\u003c\/p\u003e \u003cp\u003eWhat to Watch Out For 144\u003c\/p\u003e \u003cp\u003e877–892 Securities Regulatory Organizations 145\u003c\/p\u003e \u003cp\u003e893–904 FINRA Registration and Reporting Requirements 147\u003c\/p\u003e \u003cp\u003e905–957 Trading After the Account Is Open 149\u003c\/p\u003e \u003cp\u003e958–993 Additional Rules 156\u003c\/p\u003e \u003cp\u003e994–1,001 FDIC and SIPC 161\u003c\/p\u003e \u003cp\u003e\u003cb\u003ePart 2: Checking Your Answers 163\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 13: The Answers 165\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eChapter 1 Answers 165\u003c\/p\u003e \u003cp\u003eChapter 2 Answers 174\u003c\/p\u003e \u003cp\u003eChapter 3 Answers 187\u003c\/p\u003e \u003cp\u003eChapter 4 Answers 203\u003c\/p\u003e \u003cp\u003eChapter 5 Answers 219\u003c\/p\u003e \u003cp\u003eChapter 6 Answers 234\u003c\/p\u003e \u003cp\u003eChapter 7 Answers 243\u003c\/p\u003e \u003cp\u003eChapter 8 Answers 261\u003c\/p\u003e \u003cp\u003eChapter 9 Answers 272\u003c\/p\u003e \u003cp\u003eChapter 10 Answers 285\u003c\/p\u003e \u003cp\u003eChapter 11 Answers 294\u003c\/p\u003e \u003cp\u003eChapter 12 Answers 302\u003c\/p\u003e \u003cp\u003eIndex 321\u003c\/p\u003e\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003eSubject Areas: Education [\u003ca title=\"See our other books on Education\" href=\"https:\/\/freshlyprintedbooks.co.uk\/search?q=%22Education%20%5BJN%5D%22\"\u003eJN\u003c\/a\u003e]\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\r\n\u003c\/font\u003e","brand":"For Dummies","offers":[{"title":"Brand New","offer_id":52509192126744,"sku":"9781394195244","price":17.69,"currency_code":"GBP","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0730\/2037\/5320\/files\/9781394195244.jpg?v=1786496903","url":"https:\/\/freshlyprintedbooks.co.uk\/products\/sie-exam-1001-practice-questions-for-dummies-paperback-softback-9781394195244","provider":"Freshly Printed Books","version":"1.0","type":"link"}