{"product_id":"sarbanes-oxley-and-the-new-internal-auditing-rules-hardback-9780471483069","title":"Sarbanes-Oxley and the New Internal Auditing Rules (Hardback) 9780471483069","description":"\u003cfont face=\"Georgia\"\u003e\r\n\u003cp\u003e\u003cfont size=\"6\"\u003eSarbanes-Oxley and the New Internal Auditing Rules\u003c\/font\u003e\u003cbr\u003e\r\n\r\n\r\n\r\n\r\n\r\n\u003c\/p\u003e\n\u003cp\u003e\u003cfont size=\"4\"\u003eRobert R. Moeller (Author)\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003e9780471483069, Wiley\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003eHardback, published 16 April 2004\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003e336 pages, Charts: 2 B\u0026amp;W, 0 Color; Drawings: 25 B\u0026amp;W, 0 Color; Tables: 48 B\u0026amp;W, 0 Color\u003cbr\u003e23.4 x 15.9 x 2.6 cm, 0.585 kg\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\r\n\r\n\r\n\r\n\u003cp align=\"justify\"\u003e\u003cstrong\u003e\u003cfont size=\"3\"\u003e\u003cb\u003eSarbanes-Oxley and the New Internal Auditing Rules\u003c\/b\u003e thoroughly and clearly explains the Sarbanes-Oxley Act, how it impacts auditors, and how internal auditing can help with its requirements, such as launching an ethics and whistle-blower program or performing effective internal controls reviews under the COSO framework. With ample coverage of emerging rules that have yet to be issued and other matters subject to change, this book outlines fundamental blueprints of the new rules, technological developments, and evolving trends that impact internal audit professionals.  \u003cp\u003eOrder your copy today!\u003c\/p\u003e\u003c\/font\u003e\u003c\/strong\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003e\u003cp\u003ePreface xi\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 1 Introduction 1\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eAccounting and Auditing Scandals and Internal Audit 1\u003c\/p\u003e \u003cp\u003eWhat are the New Rules? 3\u003c\/p\u003e \u003cp\u003eWho will Find this Book Useful? 7\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 2 Internal Audit and the Sarbanes-Oxley Act 9\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003e“Where were the Auditors?” Standards Failure 10\u003c\/p\u003e \u003cp\u003eSarbanes-Oxley Overview: Key Internal Audit Concerns 12\u003c\/p\u003e \u003cp\u003eImpact of the Sarbanes-Oxley Act on the Modern 57\u003c\/p\u003e \u003cp\u003eInternal Auditor\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 3 Heightened Responsibilities for Audit Committees 59\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eAudit Committee Charters and Other Requirements 60\u003c\/p\u003e \u003cp\u003eBoard’s “Financial Expert” and Internal Audit 64\u003c\/p\u003e \u003cp\u003eHelping to Establish Documentation Procedures 67\u003c\/p\u003e \u003cp\u003eControlling Other Audit Services 69\u003c\/p\u003e \u003cp\u003eEstablishing Open Communications 70\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 4 Launching an Ethics and Whistleblower Program 71\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eLaunching an Organization Ethics Program 72\u003c\/p\u003e \u003cp\u003eEstablishing a Mission or Values Statement 79\u003c\/p\u003e \u003cp\u003eCodes of Conduct 81\u003c\/p\u003e \u003cp\u003eWhistleblower and Hotline Functions 89\u003c\/p\u003e \u003cp\u003eAuditing the Organization’s Ethics Functions 99\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 5 COSO, Section 404, and Control Self-Assessments 103\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eSOA Section 404 104\u003c\/p\u003e \u003cp\u003eCOSO Internal Control Framework 123\u003c\/p\u003e \u003cp\u003eViolation Penalties: Organizational Sentencing Guidelines 146\u003c\/p\u003e \u003cp\u003eControl Self-Assessments 155\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 6 IIA, CobiT, and Other Professional Internal Audit Standards 165\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eInstitute of Internal Auditors Standards for Professional Practice 165\u003c\/p\u003e \u003cp\u003eCobiT and Information Technology Governance 175\u003c\/p\u003e \u003cp\u003eASQ Audit Standards: A Different Approach 183\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 7 Disaster Recovery and Continuity Planning after 9\/11 189\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eBusiness Continuity Planning and the New Language of Recovery Planning 190\u003c\/p\u003e \u003cp\u003eContinuity Planning and Service-Level Agreements 194\u003c\/p\u003e \u003cp\u003eNew Technologies: Critical Data Mirroring Techniques 195\u003c\/p\u003e \u003cp\u003eEstablishing Effective Contingency Policies: What are we Protecting? 197\u003c\/p\u003e \u003cp\u003eBuilding the Disaster Planning Business Continuity Plan 198\u003c\/p\u003e \u003cp\u003eTesting, Maintaining, and Auditing the Continuity Plan 206\u003c\/p\u003e \u003cp\u003eContinuity Planning Going Forward 211\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 8 Internal Audit Fraud Detection and Prevention 213\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eRed Flags: Fraud Detection for Auditors 214\u003c\/p\u003e \u003cp\u003ePublic Accounting’s New Role in Fraud Detection 220\u003c\/p\u003e \u003cp\u003eIIA Standards for Detecting and Investigating Fraud 223\u003c\/p\u003e \u003cp\u003eFraud Investigations for Internal Auditors 225\u003c\/p\u003e \u003cp\u003eInformation Systems Fraud Prevention Processes 226\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 9 Enterprise Risk Management, Privacy, and Other Legislative Initiatives 231\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eEnterprise Risk Management 231\u003c\/p\u003e \u003cp\u003eConcurrent with SOA: Other Legislation Impacting Internal Auditors 243\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 10 Rules and Procedures for Internal Auditors Worldwide 257\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eSOA International Requirements 258\u003c\/p\u003e \u003cp\u003eInternational Accounting and Auditing Standards 259\u003c\/p\u003e \u003cp\u003eCOSO Worldwide: International Internal Control Frameworks 267\u003c\/p\u003e \u003cp\u003eISO and the Standards Registration Process 272\u003c\/p\u003e \u003cp\u003eITIL Service Support and Service Delivery Best Practices 279\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 11 Continuous Assurance Auditing Future Directions 293\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eImplementing Continuous Assurance Auditing 294\u003c\/p\u003e \u003cp\u003eInternet-Based Extensible Mark-Up Languages: XBRL 302\u003c\/p\u003e \u003cp\u003eData Warehouses, Data Mining, and OLAP 306\u003c\/p\u003e \u003cp\u003eNewer Technologies, the Continuous Close, and SOA 311\u003c\/p\u003e \u003cp\u003e\u003cb\u003eChapter 12 Summary: Internal Auditing Going Forward 313\u003c\/b\u003e\u003c\/p\u003e \u003cp\u003eFuture Prospects for Internal Auditors 313\u003c\/p\u003e \u003cp\u003eGlossary 317\u003c\/p\u003e \u003cp\u003eIndex 321\u003c\/p\u003e\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\u003cp\u003e\u003cfont size=\"3\"\u003eSubject Areas: Finance \u0026amp; accounting [\u003ca title=\"See our other books on Finance \u0026amp; accounting\" href=\"https:\/\/freshlyprintedbooks.co.uk\/search?q=%22Finance%20\u0026amp;%20accounting%20%5BKF%5D%22\"\u003eKF\u003c\/a\u003e]\u003c\/font\u003e\u003c\/p\u003e\r\n\r\n\r\n\u003c\/font\u003e","brand":"Wiley","offers":[{"title":"Brand New","offer_id":52293486936344,"sku":"9780471483069","price":62.59,"currency_code":"GBP","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0730\/2037\/5320\/files\/9780471483069.jpg?v=1781641858","url":"https:\/\/freshlyprintedbooks.co.uk\/products\/sarbanes-oxley-and-the-new-internal-auditing-rules-hardback-9780471483069","provider":"Freshly Printed Books","version":"1.0","type":"link"}